BLUE SKY FILING FEES:

Securities Laws are regulated by the Federal Government, but each state enacts their own Securities Laws which are commonly referred to as "Blue Sky Laws" in an effort to supplement the Federal Securities Laws and further regulate the Sale and Offering of Securities. There are many similarities between Blue Sky Laws, however there are specific requirements that vary by state in regards to the required fee, as well as how securities may be registered. The Blue Sky state filing fees of Section 18(b)(4)(D) for Rule 506 offerings can be found below. For specific questions, please consult the Private Placement Markets or your legal counsel.

 

Prices below are Subject to Change at anytime without notification.

  • ALABAMA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $300 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • ALASKA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $600 USD (good for one-year)

    • Private Placement Markets Fee: $50 USD

  • ARKANSAS:

    • Within 15 days of the Sale of any Securities

    • State Fee: 1/10 of 1% of the offering price, with a minimum fee of $100 USD, and a maximum fee of $500 USD (good for one-year)

    • Private Placement Markets Fee: $50 USD

  • ARIZONA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $250 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • CALIFORNIA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $300 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • COLORADO:

    • Within 15 days of the Sale of any Securities

    • State Fee: $50 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • CONNECTICUT:

    • Within 15 days of the Sale of any Securities

    • State Fee: $150 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • DELAWARE:

    • Within 15 days of the Sale of any Securities 

    • State Fee: 1/2 of 1% of the maximum aggregate offering price of securities to be offered in Delaware during the initial registration period, but not less than $200.00 USD or more than $1,000.00 USD (good for the lifetime of the Offering).

    • Late Fee: The Rule 506 filing fee, if not paid when due, will be doubled unless the Director waives the late fee, but the total fee will not exceed the relevant statutory maximum amount.

    • Private Placement Markets Fee: $50 USD

  • DISTRICT OF COLUMBIA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $250 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • FLORIDA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $0.00 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $0.00 USD

  • GEORGIA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $250 USD (good for One Year)

    • Annual Renewals: $100 USD

    • Private Placement Markets Fee: $50 USD

  • HAWAII:

    • Within 15 days of the Sale of any Securities

    • State Fee: $100 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • IDAHO:

    • Within 15 days of the Sale of any Securities

    • State Fee: $50 USD (good for the lifetime of the Offering)

    • Late Fee: Additional $50 UAD

    • Private Placement Markets Fee: $50 USD

  • ILLINOIS:

    • Within 15 days of the Sale of any Securities

    • State Fee: $100 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • INDIANA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $0.00 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $0.00 USD

  • IOWA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $100 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • KANSAS

    • Within 15 days of the Sale of any Securities

    • State Fee: The fee amount should be $250 USD if timely filed(good for the lifetime of the Offering

    • Late Fee: If filed late, the fee should be the greater of either $500 USD or 1/10 of 1% of the dollar value of the securities sold to Kansas residents before the date on which Form D is filed, not to exceed $5,000 USD

    • Private Placement Markets Fee: $50 USD

  • KENTUCKY:

    • Within 15 days of the Sale of any Securities

    • State Fee: $250 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • LOUSIANA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $300 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • MAINE:

    • Within 15 days of the Sale of any Securities

    • State Fee: $300 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • MARYLAND:

    • Within 15 days of the Sale of any Securities

    • State Fee: $100 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • MASSACHUSETTS:

    • Within 15 days of the Sale of any Securities

    • State Fee: good for the lifetime of the Offering

      • Offering Amount: $0-$500,000 USD Fee: $150 USD

      • Offering Amount: Up to $2,000,000 USD Fee: $250 USD

      • Offering Amount: Up to $7,500,000 USD Fee: $500 USD

      • Offering Amount: $7,500,000 USD + Fee: $750 USD

    • Private Placement Markets Fee: $50 USD

  • MICHIGAN:

    • Within 15 days of the Sale of any Securities

    • State Fee: $100 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • MINNESOTA:

    • Within 15 days of the Sale of any Securities

    • State Fee: Initial filing: $100 USD. Additional filing: 1/10 of 1% of the maximum aggregate offering price at which the securities will be offered in Minnesota, with maximum combined fees not to exceed $300 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • MISSISSIPPI:

    • Within 15 days of the Sale of any Securities

    • State Fee: $300 USD (good for the lifetime of the Offering)

    • Late Fee: 1% of the amount sold in Mississippi up to a maximum penalty of $5,000 USD. Sales report fee accompanied by sales report on Form D when offering is not completed within 12 months of the date of the initial notice filing: $50 USD

    • Termination Fee: $50 USD at the completion of the Offering

    • Private Placement Markets Fee: $50 USD

  • MISSOURI:

    • Within 15 days of the Sale of any Securities

    • State Fee: $100 USD (good for the lifetime of the Offering)

    • Late Fee: Additional $50

    • Private Placement Markets Fee: $50 USD

  • MONTANA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $200 USD plus 1/10 of 1% of any offering amount exceeding $100,000 (good for the lifetime of the Offering)

    • Maximum Fee: $1,000 USD

    • Private Placement Markets Fee: $50 USD

  • NEBRASKA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $200 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • NEVADA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $500 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • NEW HAMPSHIRE:

    • Within 15 days of the Sale of any Securities

    • State Fee: $500 USD (good for the lifetime of the Offering)

    • Late Fee: 1/10 of 1% of the offering value of a federal covered securities issue, with a maximum late fee of $525 USD

    • Private Placement Markets Fee: $50 USD

  • NEW JERSEY:

    • Within 15 days of the Sale of any Securities

    • State Fee: $250 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • NEW MEXICO:

    • Within 15 days of the Sale of any Securities

    • State Fee: $350 USD (good for the lifetime of the Offering)

    • Late Fee: Filing Form D within 10 days after the due date--$700 USD; Filing more than 10 days after the due date -- $1,050 USD

    • Private Placement Markets Fee: $50 USD

  • NEW YORK:

    • Before the First Sale of any Securities

    • State Fee: $300 USD for offerings of $500,000 USD or less, $1,200 USD for offerings over $500,000 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • NORTH CAROLINA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $350 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • NORTH DAKOTA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $100 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • OHIO:

    • Within 15 days of the Sale of any Securities

    • State Fee: $100 USD (good for the lifetime of the Offering)

    • Late Fee: Additional $100 USD

    • Private Placement Markets Fee: $50 USD

  • OKLAHOMA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $250 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • OREGON:

    • Within 15 days of the Sale of any Securities

    • State Fee: $250 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • PENNSYLVANIA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $525 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • PUERTO RICO:

    • Within 15 days of the Sale of any Securities

    • State Fee: $1,500 USD or equal to 1/5 of 1% of the maximum tender price at which the securities will be offered in Puerto Rico, with a minimum fee of $350 USD and the fee for amending a Rule 506 filing that increases the amount of securities offered: 1/5 of 1% of the additional shares offered but the fee will not exceed $1,500 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • RHODE ISLAND:

    • Within 15 days of the Sale of any Securities

    • State Fee: $300 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • SOUTH CAROLINA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $300 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • SOUTH DAKOTA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $250 USD (good for the lifetime of the Offering)

    • Late Fee: Additional $275 USD

    • Private Placement Markets Fee: $50 USD

  • TENNESSEE:

    • Within 15 days of the Sale of any Securities

    • State Fee: $500 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • TEXAS:

    • Within 15 days of the Sale of any Securities

    • State Fee: 1/10 of 1% of the aggregate amount of securities described as being offered for sale, but in no event will the fee be more than $500 USD. (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • UTAH:

    • Within 15 days of the Sale of any Securities

    • State Fee: $100 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • VERMONT:

    • Within 15 days of the Sale of any Securities

    • State Fee: $600 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • VIRGIN ISLANDS:

    • Within 15 days of the Sale of any Securities

    • State Fee: $1,500 USD (good for the lifetime of the Offering)

    • Late Fee: $3,000 USD

    • Transaction Fee: Persons currently engaged in securities transactions in the Virgin Islands must pay a $50 fee for filing terminations, withdrawals, notifications and other documents with the Division of Banking and Insurance.

    • Private Placement Markets Fee: $50 USD

  • VIRGINIA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $250 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • WASHINGTON:

    • Within 15 days of the Sale of any Securities

    • State Fee: $300 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • WEST VIRGINIA:

    • Within 15 days of the Sale of any Securities

    • State Fee: $125 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • WISCONSIN:

    • Within 15 days of the Sale of any Securities

    • State Fee: $200 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

  • WYOMING:

    • Within 15 days of the Sale of any Securities

    • State Fee: $200 USD (good for the lifetime of the Offering)

    • Private Placement Markets Fee: $50 USD

Mr. Steve Muehler

Founder & Managing Member

Private Placement Markets

101 California Street

San Francisco, CA 94111

Email: Steve@PPMSecurities.com

Phone: (877) 259-8066

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Private Placement Markets, LLC (a Delaware Limited Liability Company) provides no depository services and is not insured by the FDIC. Private Placement Markets is an Investment Banking Industry Document Preparation Company and Capital Markets Advisor. Private Placement Markets does not offer, and does not offer to provide any broker dealer or market maker services. Private Placement Markets operates this website (referred to as the “Website”). By accessing this Website and any pages thereof, you agree to be bound by its Terms of Use and Privacy Policy. Past performance is no guarantee of future results. Any historical returns, expected returns, or probability projections may not reflect actual future performance. Private Placement Markets does not provide financial planning services. Private Placement Markets does not provide tax advice and does not represent in any manner that the outcomes described herein will result in any particular tax consequence.

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