PRIVATE PLACEMENT MARKETS is well-regarded for its expertise in supporting Initial Public Offerings (IPOs), introductions, placements and subsequent capital market listings of both equity and debt securities.

PRIVATE PLACEMENT MARKETS acts for public companies and their advisers whether they are issuers, sponsors, lead managers, shareholders or underwriters. PRIVATE PLACEMENT MARKETS also works alongside other international firms as part of a wider advisory network.

PRIVATE PLACEMENT MARKETS can also assist and advise in relation to applications for listing on many of the World's Stock Exchanges as listed on this page.

Listing Agent Services for Public Offerings:

In this capacity, PRIVATE PLACEMENT MARKETS assists domestic and international entities looking for a primary or secondary listing on any of the exchanges listed on this webpage, acting as our client’s liaison with the Broker Dealer / Market Maker for that Stock Exchange.

PRIVATE PLACEMETN MARKETS prides itself on providing a professional and integrated service. PRIVATE PLACEMENT MARKETS coordinates the listing process, collects all pertinent data required by the Broker Dealer / Market Maker and relevant Stock Exchange. Additionally, PRIVATE PLACEMENT MARKETS assists the client in meeting their continued obligations as a listed issuer on the exchange.

PRIVATE PLACEMENT MARKETS Listing services include (but are limited to):

  • Preparing the formal letter of application and vetting of the prospectus to ensure compliance with the relevant jurisdictional listing regulations

  • Submitting the prospectus to the listing committee

  • Submitting issuer/director/sponsor undertakings

  • Vetting and submitting all further documents required under the listing regulations

  • Engagement of any Listing Sponsors / Broker Dealers / Market Makers, etc. 

PRIVATE PLACEMENT MARKETS's ongoing sponsor services include:

  • Acting at all times as the issuer’s principal channel of communication with the stock exchange, and maintaining close informational ties with the issuer

  • Ensuring the issuer complies with its continued obligations under the relevant section of the listing regulations (depending on the nature of the security listed and the jurisdiction)

  • Responding quickly to all inquiries made by the stock exchange on behalf of the issuer

Private Placement Services:

PRIVATE PLACEMENT MARKETS's Private Placement Operations is focused on placing our issuer clients with institutional grade qualified investors, such as family offices, funds of funds, venture capital firms, endowments, foundations, and pension funds. PRIVATE PLACEMENT MARKETS has expertise in the structuring of a private offering, and placing the issuer client with an appropriate broker dealer for the legal marketing of the private offering. PRIVATE PLACEMENT MARKETS serves as your trusted advisor to manage your offering from start to finish.​

Mr. Steve Muehler

Founder & Managing Member

Private Placement Markets

101 California Street

San Francisco, CA 94111

Email: Steve@PPMSecurities.com

Phone: (877) 259-8066

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Private Placement Markets, LLC (a Delaware Limited Liability Company) provides no depository services and is not insured by the FDIC. Private Placement Markets is an Investment Banking Industry Document Preparation Company and Capital Markets Advisor. Private Placement Markets does not offer, and does not offer to provide any broker dealer or market maker services. Private Placement Markets operates this website (referred to as the “Website”). By accessing this Website and any pages thereof, you agree to be bound by its Terms of Use and Privacy Policy. Past performance is no guarantee of future results. Any historical returns, expected returns, or probability projections may not reflect actual future performance. Private Placement Markets does not provide financial planning services. Private Placement Markets does not provide tax advice and does not represent in any manner that the outcomes described herein will result in any particular tax consequence.

 

© 2019 by Private Placement Markets, LLC & Steve Muehler