REGULATION A+ TIER 1 STATE REGISTRATION FEES:

 

Prices below are Subject to Change at anytime without notification.

  • ALABAMA:

    • Merit Review Jurisdiction

    • State Fee: One Tenth of One Percent of the aggregate offering price of the securities which are to be offered in Alabama, and no less than $100 but not to exceed a fee of $1,500, plus an additional Admin Fee of $40.

    • Private Placement Markets Fee: $150 USD

  • ALASKA:

    • Disclosure Jurisdiction

    • State Fee: $600 USD

    • Private Placement Markets Fee: $150 USD

  • ARIZONA:

    • Merit Review Jurisdiction

    • State Fee: One-tenth of one percent of the aggregate offering price of the securities to be sold in Arizona, with a minimum fee of $200 USD and a maximum fee of $2,000 USD.

    • Private Placement Markets Fee: $150 USD

  • ARKANSAS:

    • Merit Review Jurisdiction

    • State Fee: A variable fee equal to 0.1% of the maximum aggregate offering price at which the registered securities are to be offered in AR, but the fee shall be no less than $150 USD and no more than $2,000 USD.

    • Private Placement Markets Fee: $150 USD

  • CALIFORNIA:

    • Merit Review Jurisdiction

    • State Fee: A variable fee of $200 USD, plus 1/5 of 1% of the maximum aggregate offering price of the securities being qualified.

    • Private Placement Markets Fee: $150 USD

  • COLORADO:

    • Disclosure Jurisdiction

    • State Fee: $200 USD 

    • Private Placement Markets Fee: $150 USD

  • CONNECTICUT:

    • Disclosure Jurisdiction

    • State Fee: There is a nonrefundable filing fee of one-tenth of one percent of the maximum aggregate offering price of securities to be offered in the State of Connecticut, with a maximum of $1,500 USD and a minimum of $300 USD.

    • Private Placement Markets Fee: $50 USD

  • DELAWARE:

    • Disclosure Jurisdiction

    • State Fee: A variable fee calculated as 0.5% of the maximum aggregate offering price of securities to be offered in Delaware during the initial registration period, with a minimum of $200 USD and a maximum of $1,000 USD.

    • Private Placement Markets Fee: $150 USD

  • DISTRICT OF COLUMBIA:

    • Disclosure Jurisdiction

    • State Fee: A variable fee, equal to 1/10% of the offering amount. There is a minimum fee of $250 USD and a maximum fee of $1,000 USD.

    • Private Placement Markets Fee: $150 USD

  • FLORIDA:

    • Merit Jurisdiction

    • State Fee: $1,00 USD 

    • Private Placement Markets Fee: $150 USD

  • GEORGIA:

    • Disclosure Jurisdiction

    • State Fee: $0.00 USD 

    • Private Placement Markets Fee: $150 USD

  • HAWAII:

    • Disclosure Jurisdiction

    • State Fee: A variable fee of 1/10 of 1% of the aggregate offering price in the state.  There is a $250 USD minimum and a $2,500 USD maximum

    • Private Placement Markets Fee: $150 USD

  • IDAHO:

    • Merit Jurisdiction

    • State Fee: $300

    • Private Placement Markets Fee: $150 USD

  • ILLINOIS:

    • Disclosure Jurisdiction

    • State Fee: $400

    • Private Placement Markets Fee: $150 USD

  • INDIANA:

    • Merit Jurisdiction

    • State Fee: $500

    • Private Placement Markets Fee: $150 USD

  • IOWA:

    • Merit Jurisdiction

    • State Fee: A variable fee calculated as one tenth of one percent of the amount of offering proceeds to be sold in the state with a minimum amount of $50 USD and a maximum of $1,000 USD.

    • Private Placement Markets Fee: $150 USD

  • KANSAS:

    • Merit Jurisdiction

    • State Fee: A variable fee of 0.05% of the maximum aggregate offering price; there is a minimum fee of $100 USD and a maximum fee of $1,500 USD.

    • Private Placement Markets Fee: $150 USD

  • KENTUCKY:

    • Merit Jurisdiction

    • State Fee: A variable fee of $125 USD examination fee plus a registration fee of 0.06% of the aggregate offering price of the securities which are to be offered in Kentucky. In no case will the registration fee be less than $60 USD nor more than $1,200 USD. 

    • Private Placement Markets Fee: $150 USD

  • LOUSIANA:

    • Disclosure Jurisdiction

    • State Fee: A variable fee there has two separate fees: 

      • $250 USD flat fee for processing plus

      • A registration fee of 1/10 of 1% of the offering amount, with a minimum registration fee of $100 USD and a maximum registration fee of $1,000 USD

    • Private Placement Markets Fee: $150 USD

  • MAINE:

    • Merit Jurisdiction

    • State Fee: A fixed fee of $1,000 for each type or class of security offered, unless the total amount raised in state and out of state does not exceed $1,000,000 USD, and then the fee is $300 for each type or class of security offered

    • Private Placement Markets Fee: $150 USD

  • MARYLAND:

    • Disclosure Jurisdiction

    • State Fee: A variable fee of 0.1% of the maximum aggregate offering price being offered in the State, with a minimum fee of $500 USD and a maximum fee of $1,500 USD.

    • Private Placement Markets Fee: $150 USD

  • MASSACHUSETTS:

    • Merit Jurisdiction

    • State Fee: A variable fee of 1/20th of 1% of the Massachusetts offering amount (minimum $300 USD, maximum $1,500 USD)

    • Private Placement Markets Fee: $150 USD

  • MICHIGAN:

    • Merit Jurisdiction

    • State Fee: A variable fee of 1/10 of 1% of the maximum aggregate offering price at which the securities are to be offered in this state, but the fee shall in no case be less than $100 USD or more than $1,250 USD

    • Private Placement Markets Fee: $150 USD

  • MINNESOTA:

    • Merit Jurisdiction

    • State Fee: a variable fee of $100 USD plus 1/10 of one percent of the amount to be sold in Minnesota to a total maximum fee of $300 USD. 

    • Private Placement Markets Fee: $150 USD

  • MISSISSIPPI:

    • Disclosure Jurisdiction

    • State Fee: A variable fee calculated as 1/10th of 1% of the dollar amount to be registered with a minimum of $300 USD and a maximum of $1,000 USD

    • Private Placement Markets Fee: $150 USD

  • MISSOURI:

    • Merit Jurisdiction

    • State Fee:

      • For registration of up to $100,000 of securities in Missouri, the filing fee is $100 USD. 

      • To register more than $100,000 USD, the registration fee is 1/20th of 1% of the amount above $100,000 USD. 

      • The maximum total fee is $1,000 USD.

    • Private Placement Markets Fee: $150 USD

  • MONTANA:

    • Merit Jurisdiction

    • State Fee:

      • $200 USD for the first $100,000 USD sold in Montana

      • 1/10th of 1% of any excess sales over $100,000 USD in Montana

      • A maximum fee of $1,000 USD

    • Private Placement Markets Fee: $150 USD

  • NEBRASKA:

    • Merit Jurisdiction

    • State Fee:

      • A variable fee calculated as 1/10 of 1% of the securities to be offered in the state. 

      • The minimum fee is $100 USD.

      • There is no maximum

    • Private Placement Markets Fee: $150 USD

  • NEVADA:

    • Disclosure Jurisdiction

    • State Fee:

      • 0.02% of the aggregate offering amount in Nevada;

      • There is a $700 USD minimum and

      • A $5,000 USD maximum filing fee

    • Private Placement Markets Fee: $150 USD

  • NEW HAMPSHIRE:

    • Disclosure Jurisdiction

    • State Fee:

      • 2/10 of 1% of the New Hampshire aggregate offering Price, to a maximum of $1,050, for each security being registered. 

      • A $200 examination fee is also required for each security being registered

    • Private Placement Markets Fee: $150 USD

  • NEW JERSEY:

    • Merit Jurisdiction

    • State Fee: $1,000

    • Private Placement Markets Fee: $150 USD

  • NEW MEXICO:

    • Merit Jurisdiction

    • State Fee: A person filing a registration statement shall pay a filing fee of one-tenth of one percent of the maximum aggregate offering price at which the registered securities are to be offered in New Mexico, but not less than five hundred twenty-five dollars ($525) nor more than two thousand five hundred dollars ($2,500 USD).

    • Private Placement Markets Fee: $150 USD

  • NEW YORK:

    • Disclosure State

    • State Fee:

      • If the offering is less than $500,000 USD, the fee is  $300 USD.   

      • If the total offering amount is $500,000 USD or more, the fee is $1,200 USD.

    • For Real Estate:

      • 2/10 of 15% of total offering price with $750 USD minimum for a total offering price under $250,000 USD and $30,000 USD maximum fee for a total offering price of $15,000,000 USD or more.

    • Private Placement Markets Fee: $150 USD

  • NORTH CAROLINA:

    • Disclosure Jurisdiction

    • State Fee: $2,000 USD

    • Private Placement Markets Fee: $150 USD

  • NORTH DAKOTA:

    • Merit Jurisdiction

    • State Fee: 1/10 of 1% of the aggregate amount of each security or class of security to be registered, but not more than $2,500.00 with a minimum of $150.00 for each security or class of security to be registered

    • Private Placement Markets Fee: $150 USD

  • OHIO:

    • Merit Jurisdiction

    • State Fee: The filer must pay a minimum of $200 USD and a maximum of $1,100 USD.  All filers must pay an initial fee of $100 USD pursuant to 1707.091(B)(5) plus a minimum of $100 USD but no greater than $1,000 USD fee based on the offering amount sought in Ohio (fee equaling 1/10th of 1%).

    • Private Placement Markets Fee: $150 USD

  • OKLAHOMA:

    • Merit Jurisdiction

    • State Fee: Any person filing a registration statement shall pay an examination fee of Two Hundred Dollars ($200 USD) and a filing fee computed upon the aggregate offering price of the securities sought to be registered in Oklahoma as follows: a fee equal to one-tenth of one percent (1/10 of 1%) of said price; provided, in no event shall the filing fee be less than Two Hundred Dollars ($200 USD) or more than Two Thousand Five Hundred Dollars ($2,500 USD).

    • Private Placement Markets Fee: $150 USD

  • OREGON:

    • Merit Jurisdiction

    • State Fee: a variable fee in the amount of $500 USD plus 1/20 of 1% of the maximum aggregate offering price up to a maximum of $3,000 USD.

    • Private Placement Markets Fee: $150 USD

  • PENNSYLVANIA:

    • Merit Jurisdiction

    • State Fee: $500 plus 1/20 of 1% of the maximum aggregate offering price up to a maximum of $3,000 USD.

    • Private Placement Markets Fee: $150 USD

  • PUERTO RICO:

    • Merit Jurisdiction

    • State Fee: 1/5 of one percent (1/5 of 1%) of the maximum tender price at which the registered securities are to be offered in Puerto Rico, but the fee to be paid shall in no case be less than three hundred and fifty dollars ($350 USD) up to a maximum of one thousand and five hundred dollars ($1,500 USD).

    • Private Placement Markets Fee: $150 USD

  • RHODE ISLAND:

    • Merit Jurisdiction

    • State Fee: The filing fee is one-tenth of one percent of the offering amount not to exceed $1,000 USD not less than $300 USD

    • Private Placement Markets Fee: $150 USD

  • SOUTH CAROLINA:

    • Disclosure Jurisdiction

    • State Fee: $500 USD 

    • Private Placement Markets Fee: $150 USD

  • SOUTH DAKOTA:

    • Disclosure Jurisdiction

    • State Fee: The minimum fee is $100 USD. The maximum fee is $2,000 USD

    • Private Placement Markets Fee: $150 USD

  • TENNESSEE:

    • Merit Jurisdiction

    • State Fee: one tenth of one percent of the aggregate offering price of the securities which are to be offered in Tennessee, but  no less than $300 USD and  not to exceed a fee of $1,000 USD

    • Private Placement Markets Fee: $150 USD

  • TEXAS:

    • Merit Jurisdiction

    • State Fee: There is a $100 USD application fee, plus an examination fee of 1/10th of 1% of the offering amount in Texas

    • Private Placement Markets Fee: $150 USD

  • UTAH:

    • Disclosure Jurisdiction

    • State Fee: $300 USD

    • Private Placement Markets Fee: $150 USD

  • VERMONT:

    • Merit Jurisdiction

    • State Fee: $600 USD 

    • Private Placement Markets Fee: $150 USD

  • VIRGIN ISLANDS:

    • Disclosure Jurisdiction

    • State Fee: 1/20 of one percent of the aggregate amount of securities that will be registered in the Virgin Islands

    • Private Placement Markets Fee: $150 USD

  • VIRGINIA:

    • Merit Jurisdiction

    • State Fee: one-tenth of 1% of the offering amount in Virginia with a minimum fee of $250 USD amd a maximum fee of $500 USD.

    • Private Placement Markets Fee: $150 USD

  • WASHINGTON:

    • Merit Jurisdiction

    • State Fee: $100 USD for the first $100,000 USD offered in this state plus 1/40th of 1% for the amount over $100,000 USD offered in Washington

    • Private Placement Markets Fee: $150 USD

  • WEST VIRGINIA:

    • Disclosure Jurisdiction

    • State Fee: 1/16th of 1% of amount offered in WV with minimum of $60 USD

    • Private Placement Markets Fee: $150 USD

  • WISCONSIN:

    • Disclosure Jurisdiction

    • State Fee: $1,500 USD

    • Private Placement Markets Fee: $150 USD

  • WYOMING:

    • N/A

Mr. Steve Muehler

Founder & Managing Member

Private Placement Markets

101 California Street

San Francisco, CA 94111

Email: Steve@PPMSecurities.com

Phone: (877) 259-8066

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Private Placement Markets, LLC (a Delaware Limited Liability Company) provides no depository services and is not insured by the FDIC. Private Placement Markets is an Investment Banking Industry Document Preparation Company and Capital Markets Advisor. Private Placement Markets does not offer, and does not offer to provide any broker dealer or market maker services. Private Placement Markets operates this website (referred to as the “Website”). By accessing this Website and any pages thereof, you agree to be bound by its Terms of Use and Privacy Policy. Past performance is no guarantee of future results. Any historical returns, expected returns, or probability projections may not reflect actual future performance. Private Placement Markets does not provide financial planning services. Private Placement Markets does not provide tax advice and does not represent in any manner that the outcomes described herein will result in any particular tax consequence.

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